Volume 3 - 2021 | https://doi.org/10.3389/frsc.2021.685875
This article is part of the Research TopicUrban Greening in the Global South: Green Gentrification and BeyondView all 13 articles
In 2013 the urban authority for São Paulo city
was interested in incorporating environmental aspects into the urban licensing process of diverse urban developments
To overcome concepts related simply to soil sealing
the initiative gave rise to a wide range of principles associated with environmental services and the consideration that green areas in this megacity are unequally distributed
Given the costs involved in analyzing each case and the legal uncertainty among entrepreneurs
it has become a tradition in Brazil for authorities in charge of urban licensing to follow general regulations rather than case-by-case studies
the São Paulo municipal government developed during the period from 2013 to 2016 a governing instrument to deal with these issues
the following guiding principles were established: (a) it should have a solid theoretical basis
with incentives for consistent public participation; (b) it should be flexible in such a way that it can provide a general framework within which a project designer can make decisions
rather than a set of rigidly determined solutions; and (c) it should consider inequalities in the availability of urban green infrastructure throughout the city
This paper will first detail the political-institutional context in which the EQ and its guidelines were established and implemented
then provide a general overview of the tool and the theoretical frameworks within which it was developed
discuss the complex social decision-making process of its legal constraints
it analyzes the implementation and application of the EQ to examine its effectiveness and how it relates to the city's gentrification
it is considered the replicability potential of the EQ to expand both the supply and distribution of green infrastructure and environmental services throughout the urban environment and
contribute toward mitigating the intricate problems of urban environments in the Global South
In this paper, it is explored the parceling, use and occupation of land in the city of São Paulo, Brazil, concerning the implementation of the Environmental Quota (EQ), an innovative public policy tool designed to render ecosystem benefits by implementing green infrastructure and flood mitigation on private lots in a city that is highly vulnerable to climate effects and has deep social inequities
it is described the process that led to the development of the EQ and its subsequent institutionalization as an alternative regulatory policy to deal with urban environmental services
section Final Considerations presents the final considerations
especially concerning discussions surrounding the replicability of development analogous to the EQ in other cities
This paper is developed from the empirical evidence through participant observation (Yin, 2015) made by the first four authors
which are career technicians working for the city of São Paulo and played prominent roles in proposing
analyzing and discussing the process of environmental innovation within the context of development and implementation of local government policy
It relates to the public processes and is also dedicated to highlighting the relevant dialogue between various stakeholders
and reflections on issues inherent to the challenges of urban greening and urban sustainability
São Paulo city is the capital of the state of São Paulo and is the most populous municipality in Brazil, with about 12 million people (IBGE—Instituto Brasileiro de Geografia e Estatística, 2021). Although the city only occupies 0.02% of Brazil's total landmass, it concentrates 12% of the country's GDP (Seade apud EMPLASA, 2019)
São Paulo is characterized by high population density in the outskirts
and unequal distribution of green areas and environmental services
Any innovation implemented in the greater cities of these regions has the potential to reverberate through to the surrounding municipalities and
further contribute to the regional dilemmas of unsustainable urbanization
In order to implement the most recent São Paulo Municipality Strategic Master Plan
which came into effect by way of law 16,050 on July 31
it was required that several laws should be updated
among which was the law concerning the parceling
During the preliminary works for the formulation of the new zoning law
the city administration decided to create a legal clause making mandatory for anyone seeking a license to build or renovate buildings to consider the environmental aspects of doing so
in addition to the environmental licenses already required by the National Environmental System (SISNAMA)
unprecedented in the various Brazilian legal bodies
Internal seminars were held within the municipal administration to determine the guidelines to steer the development of the EQ. It was decided that the research being carried out by Caetano (2016) for his PhD thesis at the School of Public Health within the University of São Paulo would be used as a theoretical starting point to develop the EQ
an ad hoc working group (WG) made up of four technicians from the São Paulo City Hall was created
These technicians are the first four authors of this paper
it has been led by the following conceptual guidelines: first
that the purpose of the EQ is to insert an environmental clause in the legislation about the parceling
that the insertion of such a clause must occur by way of institutionalizing the EQ into the zoning law with the same status as pre-established urban parameters
the building height and the floor area coefficient
Three working guidelines were also established by the WG at the onset:
• Flexibility: the designers–for any submitting proposal–should not compose their projects from stereotypical solutions imposed by legislation
but from a relatively broad menu of environmental measures provided by the EQ legislation;
• Simplicity for the designer and the licensing body: a challenge to developing the EQ was to create a simplified process to assess complex issues
This was made possible with a set of powerful indicators
The result of this simplification is an electronic spreadsheet that facilitates the elaboration of each project considerably for the user
and political complexities inherent to the city of São Paulo
it was deemed appropriate to add another guideline:
• No retrogression when it comes to environmental matters: for the EQ to be politically viable
it should not repeal any previously established legal municipal environmental protection provisions
it would have been possible for any parties interested in relaxing previously established environmental provisions to maliciously take advantage of the EQ development process to do so
groups who have fought hard and successfully over time to advance environmental legislation would not feel secure about EQ and they would oppose it
EQ operationalization should be as follows
- The EQ is an index that aggregates several indicators to evaluate the environmental performance of an urban built-up plot;
- A given designer develops the lot coverage from a menu available in the legislation of surfaces of environmental relevance in the project (for example
Using an electronic spreadsheet provided by the municipality
the area covered by these biotopes is processed to generate a number
This number is the project's EQ (EQproj)
The project must be such that the EQproj is either equal to or greater than the minimum established by the legislation (EQmin)
which is determined according to the location and area of the lot
The solid theoretical basis ensured that the indicators related to these environmental goals (Table 1) had cardinal character
Other environmental goals were implicitly considered in the choice of such goals
the indicators chosen for the implicit environmental objectives are merely ordinal in nature
Drainage is one of several rainwater management measures that can occur on three levels: macro drainage
each lot is considered to be a watershed wherein the outlet corresponds to the pipes through which stormwater flows from the lot to the micro drainage system
In a given basin with an area on the order of magnitude of an urban lot, it is perfectly adequate to use the rational method to determine the maximum outflow. To consider storage aspects, it is best to use the modified rational method (Chow et al., 1988)
each surface element of the constructed lot is assigned a runoff coefficient value (the surface elements chosen by the landscaper which are the called biotopes)
An increase in the runoff coefficient can lead to the following outcomes: (a) the peak of the outflow hydrograph increases
(b) the lag time of the outflow hydrograph decreases; (c) the volume of water drained tends to increase
These are undesirable situations as they overload micro drainage systems
It was decided that the EQ should only address the abatement in the peak of the outflow hydrograph
It was also decided that any measures aimed at abatement should be classified into one of two categories
as follows: (a) conventional measures (detention and retention for reservoirs) or (b) non-conventional measures (e.g.
a decision was made to adopt the detention reservoir as the paradigmatic situation to develop the EQ
given that this is the measure that the technical community and licensors are most familiar with
Non-conventional measures will be subjected to regulations that are currently being elaborated
maximum lot output flow in the pre-developed condition; Qmaxpos
maximum lot output flow in the post-developed condition; Qmaxreg
maximum lot outlet flow with regulation through the chosen detention reservoir; The lines of the hydrographs are presented as straight for the sake of simplicity
The EQ procedure is currently as follows: first
a given designer chooses the detention reservoir volume
then D is calculated according to the spreadsheet
A possible reversal of these procedures is currently being studied whereby the designer would first choose a D-value and then
the spreadsheet would calculate the minimum reserve volume needed to obtain this D value
the EQ establishes detention reservoir outlet structure requirements
without which the mere requirement to a minimum detention volume would be innocuous
Note that this calculation does not consider the information inscribed in the structure of the ecosystem
eco-exergy in a building project will relate
to the diversity of tree strata and the types of vegetation cover rather than just the number of square meters of vegetation
Thus, the V indicator of the EQ corresponds to the ratio between (a) the sum of a simplified Jørgensen's eco-exergy associated with the different surface biotopes of the per unit plot area and (b) a reference value that is intended to normalize the indicator. Table 2 clarifies how the V indicator is calculated
demonstrating some possible landscape solutions listed in the EQ menu
literature reviews were conducted regarding their biomass
and the values used were judiciously chosen
Caetano (2016) argued that eco-exergy also serves as a microclimate indicator and is frequently associated with urban greening and related environmental services
the V indicator seeks to describe how a built lot performs to improve both ecosystem integrity and the surrounding microclimate
Given that a set of general rules regulates the EQ for licensing purposes, rather than on a case-by-case basis, it is essential to emphasize that mere compliance with its requirements does not guarantee, in of itself, a good landscape or lot drainage project (OBSERVASP, 2015; Cioni and Passos, 2018)
This task is up to the landscape architect and the hydraulic engineer
Once the values of the D and V indicators have been obtained for the project
obtained by taking the weighted geometric mean of both
The WG opted to adopt the geometric mean instead of the arithmetic mean to limit the possibility that a designer could compensate excessively poor performance by promoting lot drainage with good performance to promote ecosystem quality and microclimate improvement
Table 1 presents a summary of the intertwined relationships between the environmental objectives considered in the EQ
Values for EQmin (environmental standards) were set as a function of lot area and lot position in the city
Considering that the city of São Paulo has rigorous legislation regarding tree management
development of the EQ provided a glimpse of a very auspicious environmental possibility
The paradoxical effect of excessive legal protection of an environmental good
such as protection of a given tree species
The procedures to manage trees on land in the city of São Paulo are so difficult and complex that real estate developers argue the presence of trees on a given plot of land tends to devalue the property
Since trees that already exist in a given plot of land considerably increase the numerical value of EQ as it is calculated in its spreadsheet
it is clear that the peripheral regions of the city received the worst scores in terms of their environmental situation and also in terms of the potential for change
This corresponds to more evidence of environmental inequalities in the city's structure
which impacts the environmental comfort of its residents and their leisure possibilities
Environmental Qualification Perimeters in the São Paulo municipality territory
Source: São Paulo City Hall; adapted by the authors
Environmental Qualification Perimeters (EQPs) are
The territory of the municipality of São Paulo was divided into homogeneous regions into environmental terms
requirements are presented in the law in terms of minimum permeability (even for the lots dispensed from the EQ) as well as the minimum numerical values of the EQ score as a function of the lot size
each homogeneous region was evaluated in terms of indicators for (a) microclimate plus biodiversity
with 1 corresponding to the best state and 4 the worst; (b) drainage
with 4 corresponding to the best potential and 1 the worst
The indicators were then added together in order to be ranked
the greater the legal requirements of each EQP
The idea of including state indicators and a potential transformation indicator and providing them with values on an opposite scale rests on the following: an EQP with a good environmental state and very bad transformation potential receives the worst grades
the minor legal requirements in terms of EQ; on the contrary
an EQP with a deplorable environmental state and a good transformation potential receives the best grades
therefore having the highest legal requirements in terms of EQ
After an environmental certifier is registered with the municipality
different levels of its certification are scored according to EQ legislation
being the EQ incentive provided according to that score
The certification incentive is only valid for either residential developments or non-residential developments associated with residential use
at the start of a new municipal administration
it was well-known that the then-mayor had formed a comprehensive coalition that included politicians from both the right and left sides of the political spectrum
Although the mayor did not receive unconditional support
negotiations occurred in such a way that made it possible for the executive branch to pass their bills comfortably
that it was willing to spend its political capital
This also explains why the WG was pressured to make the EQ self-applicable
that could easily amend the EQ under future administrations
Stakeholder involvement in EQ development and implementation
Career civil servants have sufficient autonomy not to be obliged to compromise with the political options of the government
is to maintain the possible neutrality and assist the government
doing so in the form of suggestions for alternatives for government officials to make their political decisions
in producing alternatives to submitted to government political agents
public career civil servants in the early stages of their work should have in mind the political preferences of their hierarchical superiors and all stakeholders
also evaluating the power relations between them
It is not a good technique to produce proposals that are not politically viable or are not likely to be easily adjusted according to the political negotiations conducted between the stakeholders
That is why it can happen that career civil servants still in the development phase of their jobs are subject to direct pressure from stakeholders outside the public administration
The government itself is also not homogeneous
nor does it always know exactly what it wants
This can lead government officials to give contradictory or empty directives that must be taken into account by the career civil servers
Since the early stages of the development of the EQ
the WG considered political backgrounds and proceeded with negotiations involving stakeholders
The WG had always kept in mind that the government itself is not homogeneous
and this can lead government officials to give contradictory directives
In the public service sector, five significant situations occurred as the EQ was being developed, as reported in Box 2
Situations of EQ development in the public service sector
1) The group that was developing an update of the Building and Construction Code hardly opposed the EQ, alleging that the drainage concepts proposed in the development of EQ were not aligned with those that they had been adopted, mainly the concept of specific flow [Tucci, 2000; São Paulo (City), 2012]
2) Some public employees who had been developing academic studies were pleased to incorporate these studies into the EQ proposal
3) The staff responsible for approving tree management expressed strong opposition to the final
4) Some staff with excellent academic credentials complained that they had not been asked to contribute to the EQ
This was due to the urgency with which the process was carried out
5) Career civil servants involved in licensing hardly opposed the first decree proposal when it was being written
This opposition had to do with the legal uncertainty surrounding the activity of these servants
the São Paulo municipal government was widely sensitive to the demands of social housing movements
The municipal government established a clause into law that stated the EQ parameters for social housing would be subject to specific regulation
the municipal government arbitrated these interests by establishing in the urban zoning areas specifically intended for low-income housing developments and other areas of environmental interest
some design entities took a keen interest in it and the new possibilities it provided
feasibility studies for real estate developments were relatively simple
Implementation of the EQ meant that many landscape design decisions would need to be made at the feasibility study stage
This situation obviously displeased entrepreneurs
Some designers considered it a valorization of their profession due to the EQ opening up
designers realized the prospect for a new market with more possibilities and more plasticity to their projects
especially concerning green infrastructure; others demonstrated being displeased and pressured by their clients to respond to the new requirements
it became impossible to oppose the idea of incorporating environmental aspects in the zoning law
Perhaps it was precisely due to this unfeasibility to publicly oppose the EQ that some members of the real estate developers sector, which is quite powerful economically and politically, did not demonstrate any objections to the EQ. It is worthy to reinforce that more elaborate projects tend to be of better quality, offering benefits to buyers that developers will know how to use. Table 5 summarizes some criticisms of EQ and the responses to those criticisms
Two elements are fundamental to guaranteeing the effective implementation of urban planning guidelines: licensing and inspection
the municipality of São Paulo faces some challenges
Licensing of the EQ occurs within the scope of the general process to request an urban license for a given development
the process to request an urban license for a “large-scale” development is overseen by a central department (currently the Secretariat of Urbanism and Licensing
whereas the process to request a “small-scale” is overseen by decentralized units
A sample of 83 non-residential developments was extracted to carry out an initial assessment of the EQ
a complete assessment of these effects would require further study in much greater depth and comprehensiveness
the results presented here must be carefully considered
The total area consumed by each of these developments varies between 551 m2 and 66,041 m2
with an average development area of 4,333 m2
The total area consumed by all of these developments combined is 34.7 ha
The municipality of São Paulo is located in the Atlantic Forest biome, a biome similar to that of the Amazon concerning biodiversity. Based on data from Jørgensen (2010), Lima (2010), and Forster and Melo (2007), the eco-exergy of fragments of secondary Atlantic Rain Forest in the initial/intermediate succession stage was roughly estimated at 1.7 e.u./m2 or 32 GJ/m2 (see Table 2)
The weighted average simplified eco-exergy of the 83 developments considered here was found to be ~0.8 e.u./m2
that is approximately half of the value above
which demonstrates good environmental performance in promoting ecosystem quality and improving the microclimate
The exergy of the analyzed enterprises amounted to 4.8 PJ (petajoules)
Wall (2009) showed that the relationship between physical exergy and the amount of information at room temperature corresponds to 2.9 × 10−21 J/bit
and the exergy per unit of information of a protein synthesis process in a cell is 4.6 × 10−21 J/bit
Assuming that one unit of eco-exergy corresponds to the same amount of information as one unit of physical exergy (which
would provide only one order of magnitude given that they use different concepts and references)
the amount of information stored in the vegetation of these 83 developments would be in the order of 4.7 × 1030 bit/m2
and the total amount of information stored would be in the order of 1.7 × 1036 bit
which relates the performance of the development to the plot drainage
This result would disappoint those who advocates of zero impact measures
The weighted average of the runoff coefficient is 0.65
This runoff coefficient corresponds to that used by the rational method to estimate the flow corresponding to a precipitation of duration equal to the time of concentration of the basin; thus
it does not consider the effect of the reservoir
It is important to note that the simplifications made in the QA to estimate the runoff coefficient were such that they tend to increase the numerical value of this coefficient
After adopting some assumptions to simplify the calculation
it was concluded that such an area would be ~300 ha
This result is remarkable since the sum of the lot areas corresponds to 35 ha
Only a more complete study could test the validity of the adopted hypothesis and analysis
it is essential not to lose sight that the average of a function (correct method) does not always come closer to the function of the average (the method used here)
these are only preliminary calculations that are intended to provide a starting point to the structure of future evaluations
the Municipal Secretariat of Green and Environment is engaged in the so-called green plans
as determined by the Strategic Master Plan for the City of São Paulo (Municipal Law No
the Municipal Plan for Conservation and Recovery of Areas Providing Environmental Services
the Municipal Plan for Urban Afforestation
and the Municipal Plan for the Atlantic Forest
These plans and actions were established through participatory
and considerable human resources were allocated toward them
It is essential to keep in mind that these plans prioritize concerns over gentrification by establishing mechanisms to minimize it
the EQ constitutes an unprecedented and well-liked by-product of these established priorities
Even lots smaller than 500 m2, for which the EQ provisions do not apply (Nobre et al., 2015; Da Silva et al., 2018)
must comply with a minimum permeability rate
The EQ not only established a significant increase to the minimum permeability rate compared to the previous requirements
It also modified the concept to become more rigorous
whereby only garden areas on natural soil are accepted and there cannot be slabs under them
The EQ is very customized to the complexities inherent to the city of São Paulo
the political situation at the time it was being developed
some of the experience gained in developing the EQ in São Paulo could serve as a starting point to discuss specific issues when developing an instrument analogous to the EQ in other cities
to address the city's real estate market
the local political context and how public administration oversee structures affect it (for better or worse)
the state and municipal government guidelines and
to assess the decision making processes and survey the main stakeholders
but it is also important to remember that political processes are complex and unpredictable
and this timeline will need to be adjusted continuously
A small group of career civil servants with experience in public administration
composed of members from different backgrounds and
a history of working together is desirable
How public participation will take place must be defined a priori
It has been proven to be adequate to convene specialists and allow a small degree of intervention among stakeholders in the development phase
all under the political tutelage of the municipal government
including from other spheres of government
the public should be encouraged to participate
A careful strategy must be defined to handle this phase
making primers for citizens to participate in public hearings
although public participation is a mandatory requirement of any public policy
The government has to assume the burden of the decision in the event of a deadlock
Issues related to representativity and proportional representation among the entities who will act on behalf of the public are complex
as in São Paulo and in many Global South cities
the experience of the EQ in the municipality of São Paulo provides an alternative
as it aggregates three different environmental objectives within a plausible framework
Any government considering adopting a similar tool to the EQ should consider whether it is more convenient to establish a single index or to separate the indicators when determining different environmental objectives
Architects tend to have spatial vision and are
engineers tend to have a more functional vision; therefore
The choice to establish weighting factors related to an indicator analogous to V through the Delphi method, for example, should be studied, as Berlin did to develop the Biotope Area Factor (Keeley, 2011)
weighting factors would be easier to understand
this would come at the expense of scientific rigor and political legitimacy
The convenience provided by establishing mandatory adherence to the principle of zero impact on lot drainage should be studied. The convenience of adopting the concept of specific flow should also be considered (Tucci, 2000)
The convenience of establishing regulations concerning the definitive lowering of the water table by buildings with subsoil
which implies the need for permanent pumping
the convenience of repealing existing environmental legislation should be analyzed
assuming the political burden of doing so in case of contradictions
The legal framework and the control mechanisms and institutions must be studied very carefully to not hinder licensing and inspection
If enforcement mechanisms are not carefully considered
the effectiveness of the regulation tool will be seriously compromised
The degree of administrative discretion for licensing should be carefully considered
The relationship of EQ with other environmental regulation tools must be considered
Everything should be consistent with the culture of the involved organizations
It is mandatory to proceed in a multi- and interdisciplinary way when it comes to environmental matters in complex urban contexts
there will be several difficulties demanding careful prior assessments and political work
EQ operationalized a principle of public function for the private properties
what in the case of Brazil set out in the Federal Constitution
the EQ experience can provide insights into how to promote urban greening from private developments in a way that benefits the whole city
The decision made by the municipality of São Paulo to introduce an environmental element to its land parceling
from a desire to overcome some of the limitations imposed by the National Environmental System (SISNAMA)
in which São Paulo acts as a local agency
These limitations have to deal with federal legislation's formal rigidity
which reflects the previous experiences of some state agencies in approving pollution control legislation and Environmental Impact Studies
it was in the City's interest to capillarize and universalize environmental measures at the lot level for either new developments or renovations
by other cities that have undergone similar processes
the development of São Paulo's tool (the EQ) differed substantially from its predecessors
The EQ explicitly states its three environmental objectives
which relate to ecological and microclimatic aspects
are solved by lot occupation and development
The number called EQ is an aggregate of indicators that seek to evaluate the environmental performance of a given lot
Given that these indicators are grounded on a solid theoretical foundation
an assessment of the environmental performance of a given plot can be objectively measured and compared with other measures and indicators
A very expeditious analysis showed possible aspects of the effectiveness of EQ in non-residential buildings
EQ had a good ecological and microclimate performance and a somewhat disappointing but good enough performance in lot drainage
These conclusions need to be ratified by a more comprehensive and in-depth study
it would be interesting to compare these results with those to be obtained for residential buildings
Development of the EQ was centered mainly around a small ad hoc WG formed by four municipal government employees who have decades of experience working in this area and are
and have considerable knowledge of the city
These professionals formed this group based on their individual expertise and their previous experience working together
This group developed the EQ over hundreds of hours of work
sought feedback from both outside and local experts
attended to the (sometimes conflicting) demands from the local government and mediated interests between stakeholders and local government
the group anticipated the different interests that would converge in the EQ and sought to develop compromises to accelerate political convergence
and even though the EQ is an unprecedented tool to insert environmental aspects into the legislation governing land parceling
the group strived for reasonableness so that the EQ would be respected by the diverse interest groups
Several stakeholders have sought to influence the EQ during its development
Prominent among them is the powerful real estate development industry
any given legal initiative that implies an increase in costs
these additional costs are absorbed by buyers and developers according to the relative elasticity of the supply and demand curves for new real estate
It is essential to say that the municipal government dared to take a chance such a new proposal as the EQ
even though it could have weakened its political capital given that such a measure was unprecedented
Given that it is the center of a large peripheral capitalist megalopolis
São Paulo city has enormous social
especially in terms of unequal access to the city's infrastructure and quality of life
Given these enormous problems and environmental imbalances in the city
even if a stakeholder were to disagree with the EQ
it would be difficult for them to publicly position themselves against it
This is what was expected from the real estate development sector
this sector showed relative small resistance to the EQ
despite the economic crisis of unprecedented magnitude that had engulfed the country
Perhaps the incentives contributed to this lack of resistance
which are pretty usual in compliance processes
it is remarkable the acceptance of the EQ among designers who were happy to see the diverse alternatives that the EQ made possible
The interests of popular urban housing movements ignored rather than positioned themselves in front of EQ
It was a positive convergence considering their good organization and influence due to the city's huge housing deficit
The commitment of municipal (local) governments is of decisive importance to enable a tool like EQ
Also remarkable is the municipal government's willingness to mobilize its political capital to make a tool like EQ politically viable
and supporting its approval in the city council
This is a key element for any other city that wishes to successfully develop a tool similar to the EQ
It is important to note that the EQ does not imply that addressing the city's environmental and landscape issues will be delegated to the private sector
It merely requests that this sector contribute
within the framework of the social function of property
enshrined in the 1988 Federal Constitution
Given the city's severe environmental problems
the EQ would be modest in isolation (since it would only apply to the formal sector of housing developments)
Thus it must be accompanied by a diversity of landscape and sanitation plans
EQ is modest in its effectiveness in the face of serious environmental problems in the city
it is also modest in its capacity to produce gentrification
the aforementioned green plans work explicitly with the issue of gentrification and are committed to reducing inequalities in access to urban green infrastructure
It cannot be forgotten that if EQ had its application limited to lots smaller than 500 m2
having limited its effects on the fringes of the city
the minimum permeability rates remain not only valid for any lot size
both from a quantitative perspective (the minimum rates are higher) as a qualitative one (to be considered a permeable area
it cannot be inscribed in a semi-permeable area or have a slab under it)
considering the need to better understanding the potentialities of EQ
we suggest three lines for further studies
on physical and urban effects of the application of EQ considering properties of adaptation on climate change
perspectives of refinement of EQ in terms of how to make concepts into better applications
comparative studies on São Paulo's EQ with the experiences of Berlin
the Secretariat of Green and Environment of the São Paulo City is conducting studies in the first and second lines
This and more in-depth comparisons on similar policies can give more comprehensive guidelines for the replicability of these innovative alternatives to contribute to urban sustainability in the face of climate change
and PS contributed in the process of implementation of the EQ and as so provided relevant information produced through participant observation
PC and LG worked collaboratively in proposing and writing the first draft
PS made inputs of data and reviewed the final version
All authors contributed to the article and approved the submitted version
The authors received support from FAPESP–São Paulo Research Foundation (proc
CAPES/PROEX and from CNPq–National Council for Scientific and Technological Development (proc
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest
The handling editor PT declared a shared affiliation with one of the authors
1. Our discussion also applies to developments in public lots
we highlight the perspective of private lots that represent the vast majority of permits
it is the only country in the world that gives this status to municipalities
3. SENATSVERWALTUNG FÜR UMWELT, VERKEHR UND KLIMASCHUTZ STADT BERLIN. BFF Biotopflächenfaktor https://www.berlin.de/sen/uvk/natur-und-gruen/landschaftsplanung/bff-biotopflaechenfaktor/ (accessed February 14
4. An onerous grant for the right to build
which establishes that property owner can build beyond the percentage of lot area pre-established by law
is issued by the São Paulo municipal government to the property owner upon payment of a financial consideration
5. The purpose of the group of career civil servants (servidores efetivos in Portuguese) is to provide a permanent structure for the Public Administration due to the sudden changes in the government in office
They are hired from public tenders and are not appointed or elected
In order to protect themselves from undue or illegal coercion
they are given job stability after a three-year probationary period
and administrative liability for their decisions or opinions issued
There is great legal uncertainty in its activity
which tends to paralyze the public administration
are employees of the executive branch of São Paulo city
They are not government employees in power
although they maintain a hierarchical relationship with it
6. It cannot be overlooked here that the cost increases implied by EQ are partly passed on to consumers and partly reduce the profits of developers
it can be said that the proportion between the transfer of costs and the decrease in profits will depend on the relative elasticity of the supply and demand curves for housing
There is a particular generational injustice involved in this process since younger generations will bear the costs of EQ while all will enjoy the benefits
7. The restriction of the mandatory application of the provisions of the EQ to lots smaller than 500 m2 was a political requirement
against which the WG unsuccessfully opposed
It should be noted that to a development in a lot smaller than 500 m2 is allowed the application of EQ so that it can enjoy the incentives of EQ
to the requirements presented above in terms of minimum permeability rate and all other urban and environmental legislation
8. For example, the municipality of Campo Grande, capital of the state of Mato Grosso do Sul, Brazil, created through complementary law n. 341, of December 4, 2018, the Environmental Relevance Rate (TRA), clearly inspired by the EQ (see also Campo Grande, 2021)
The municipality of Ribeirão Preto is also studying an urban instrument in part inspired by the EQ
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Received: 26 March 2021; Accepted: 25 May 2021; Published: 25 June 2021
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