Please try using other words for your search or explore other sections of the website for relevant information Our team is working diligently to resolve the issue Thank you for your patience and understanding Analyst Price Forecast Suggests 413.67% Upside As of March 11, 2024, the average one-year price target for NeuroOne Medical Technologies is $3.21/share The forecasts range from a low of $3.18 to a high of $3.31 The average price target represents an increase of 413.67% from its latest reported closing price of $0.63 / share See our leaderboard of companies with the largest price target upside The projected annual revenue for NeuroOne Medical Technologies is 9MM, an increase of 54.34%. The projected annual non-GAAP EPS is -0.64 VTSMX - Vanguard Total Stock Market Index Fund Investor Shares holds 712K shares representing 1.50% ownership of the company Geode Capital Management holds 312K shares representing 0.66% ownership of the company The firm decreased its portfolio allocation in NMTC by 53.86% over the last quarter VEXMX - Vanguard Extended Market Index Fund Investor Shares holds 207K shares representing 0.44% ownership of the company FSMAX - Fidelity Extended Market Index Fund holds 155K shares representing 0.33% ownership of the company The firm increased its portfolio allocation in NMTC by 86.44% over the last quarter Citadel Advisors holds 82K shares representing 0.17% ownership of the company NeuroOne Medical Technologies Background Information (This description is provided by the company.) NeuroOne Medical Technologies Corporation develops film electrode technology The Company provides diagnosis through EEG recording brain stimulation and ablation solutions for patients with neurological disorders Fintel is one of the most comprehensive investing research platforms available to individual investors our exclusive stock picks are powered by advanced backtested quantitative models for improved profits Click to Learn More This story originally appeared on Fintel The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq This data feed is not available at this time These symbols will be available throughout the site during your session These instruments will be available throughout the site during your session Smart Portfolio is supported by our partner TipRanks. By connecting my portfolio to TipRanks Smart Portfolio I agree to their Terms of Use NeuroOne Medical Tech (NMTC, Financial) has received a new coverage initiation from respected financial services firm Ladenburg Thalmann has assigned a "Buy" rating to the stock The announcement, dated May 5, 2025, includes a price target set at USD 1.45. This marks the first time NeuroOne Medical Tech (NMTC, Financial) has been given a price target by Ladenburg Thalmann as there was no prior price target noted Investors may find this recent coverage of NeuroOne Medical Tech (NMTC, Financial) significant as it provides a new perspective from Ladenburg Thalmann potentially guiding future investment decisions Based on the consensus recommendation from 1 brokerage firms, NeuroOne Medical Technologies Corp's (NMTC, Financial) average brokerage recommendation is currently 3.0 Save time and jump to the most important pieces follow us on Twitter Day 1 - TodayMarch 26 2025 11:00Virtual Lobby opens.Register for the Conference 2025 11:00Virtual Lobby opens.Register for the Conference follow us on Twitter Day 2 - TodayFebruary 19 2025 Replay Day 1 here:https://emerginggrowt FDA-approved Gelclair® is company's third commercialized prescription productSusan Krizancic appointed to role of National Sales Director at Jaguar family company Napo Pharmaceuticals SAN FRANCISCO (NASDAQ:JAGX) ("Jaguar") today announced that it has appointed biopharmaceutical industry veteran Susan Krizancic to the role of National Sales Director for Jaguar family company Napo Pharmaceuticals."Sue is a dynamic and proven commercial leader with 30 years of experience in the biopharmaceuticals industry - including 15 years of recent experience in the oncology market - building high-performing teams and exceeding sales targets Catherine Miller Collis was instrumental in bringing about Jaguar's recent in-license agreement for FDA-approved Gelclair® a protective gel for management of oral mucositis and debilitating cancer treatment-related side effect SAN FRANCISCO (NASDAQ:JAGX) ("Jaguar") today announced that it has appointed biopharmaceutical industry veteran Catherine Miller Collis to the role of Senior Vice President of Growth Strategy."Cathy Collis was instrumental in bringing about the Gelclair in-license agreement She is a results-oriented commercial leader with more than 25 years of experience in the biopharmaceutical industry Massimo Radaelli's core focus will be on further expanding Jaguar's commercial footprint outside the U.S.Dr Radaelli was instrumental in facilitating the recent out-license agreement with GEN for crofelemer in Turkey and 8 neighboring countries that entails a $2.0 million investment in Jaguar stock at a premium priceSAN FRANCISCO (NASDAQ:JAGX) ("Jaguar") today announced that Massimo Radaelli has been appointed President of Jaguar International A European pharmaceutical industry leader and entrepreneur with more than 35 years' experience in the biopharmaceutical sector and innovation in therapies dedicated to rare diseases Cantor Fitzgerald initiated coverage of Jaguar Health with a rating of Overweight and set a new price target of $5.00 Monday - Friday 9am-12pm / 2pm-6pm GMT + 1 All financial news and data tailored to specific country editions has launched a new mentoring program for female college students looking to enter the financial advisory business was introduced at the firm’s annual Ladenburg Institute of Women & Finance Symposium which has over 4,300 advisors across five independent broker/dealer subsidiaries paid the travel and lodging expenses for 10 female college students to attend the conference Each student was paired with an experienced female advisor mentor to guide them through the event discuss how to be successful in this industry and provide a career resource after the event concluded Students joined from the University of Georgia Southern Methodist University and Texas Women’s University The idea is to explore new avenues for attracting future female advisor talent It’s also a move to look for new talent at colleges and universities with strong certified financial planning programs as opposed to the training programs at the wirehouses or employee model b/ds “As more women take on roles as financial decision makers breadwinners and heads of their households the financial advice industry must evolve to better reflect this audience and create solutions that meet their specific needs,” said Jaime Desmond COO of Ladenburg Thalmann Asset Management and chairman of LIWF’s Steering Committee and bringing together more women advisors is a major aspect of accomplishing that goal.” The Ladenburg Institute of Women & Finance was established in 2012 It’s a group within the firm that is tasked with promoting the professional growth and success of the firm’s women advisors Another initiative, announced last spring, included a partnership with The W Source a networking organization for female professionals with the goal of helping the b/d network’s female advisors promote their businesses locally Diana Britton is the Executive Editor of WealthManagement.com, covering independent broker/dealers and RIAs from all angles. She's also the host of The Healthy Advisor a podcast focused on advisor health and wellbeing RIA Edge 100: Growing Rapidly but Responsibly What truly sets peak performing retirement plans apart Tech Stacks & Growth Strategies for Future-Ready Advisory Firms Ask the Experts: Grow Your Practice with Philanthropy: Comparing DAFs and Private Foundations See how advisors are combining active and passive strategies for optimal portfolio results Registered in England & Wales with number 01835199 Words: Elliott Hughes | Photography: Automobilia Ladenburg German auctioneer Automobilia Ladenburg is offering a vast collection of Ferrari archive material owned by French Ferrari enthusiast and historian Jess G Pourret Pourret was the former sales manager of French Ferrari importer Franco-Britannic, and is widely credited with revolutionising the 250 GT market with his 1977 book Ferrari Legend: 250 GT Competition Berlinetta Pourret meticulously compiled extensive archival material detailing each car’s technical specifications as well as its provenance and photographic records Automobilia Ladenburg will offer 662 lots from Pourret’s archives in its Online Automobilia Auction that runs from September 18 until October 6 Leading the sale is an original 1948 blueprint for the Ferrari 166 Inter race car which has already met its €7.5m reserve price This is followed by a 1956 1:5 scale blueprint for a Ferrari 500 Testa Rossa and the original invoice for Ferrari 365 California Spyder chassis 10327 – both of which have also met their respective €5m and €3m reserves Another highlight is a period photograph of Enzo Ferrari inspecting a Ferrari 330 LMB Le Mans Berlinetta after test drives in the Maranello factory grounds (€5m reserve) and a 1970 invoice from Ferrari Modena to US marque importer Luigi Chinetti Motors for a Ferrari 512 S NART Berlinetta (€1m reserve) To view more lots, click here Never miss out on the latest classic car news from Magneto Get Magneto Magazine straight from publication to your door with a subscription BMW-only Saturday auction will follow on from a broader selection of automotive marques sold on the Friday before Concorso d’Eleganza Villa d’Este 2025 Bonhams’ 2025 Miami Grand Prix auction will see helmets and overalls worn by Formula 1 World Champions cross the block after Qualifying The legendary Indianapolis Motor Speedway Museum has reopened after a 17-month $60.5 million renovation – and there’s even more to come in phase two Enjoy four issues of the award-winning Magneto magazine delivered directly to you door Why KKR Is Buying AEP Transmission Stake for $2.8 Billion 'reflecting both companies' commitment to a multi-brand network model.' The transaction process was completed much faster than typically expected with a number of investment bankers close to the industry assuming the deal’s size and complexity would push the close to an April through June time frame KMS Financial Services and Securities Service Network “reflecting both companies' commitment to a multi-brand network model,” the firm said Advisor Group CEO and President Jamie Price will lead the combined firm Ladenburg common shares have been delisted from the New York Stock Exchange Advisor Group’s FINRA filings that were required to close the transaction did not indicate whether the firm would consolidate any of the Ladenburg b/ds This “suggests that if there is any consolidation of the newly acquired firms it won’t happen right after the transaction closing,” said a source close to the investment banking community Investment bankers and third-party recruiters familiar with both firms noted that any post-deal consolidation further down the line would almost certainly keep Securities America and Triad Advisors in their current structures and under existing leadership and brands given the relative size and brand recognition of those b/ds Advisor Group penned the deal in November to acquire Ladenburg and its five b/ds through a cash merger with industry observers saying it would be the largest multicustodial and multiclearing enterprise in the independent wealth management space The total value of the deal was $1.3 billion Outstanding shares of Ladenburg stock will be converted into a cash payment of $3.50 a share a 23% premium to where the stock was trading before the announcement shareholders of Ladenburg Thalmann voted Thursday to allow Advisor Group to acquire the firm Ladenburg Thalmann Financial Services’ shareholders voted Thursday to approve a deal with Advisor Group to acquire and merge the two broker/dealer networks The news comes about a month after several shareholders including biotech billionaire and former Ladenburg Chairman Dr filed suits against the company to block the deal The firm also received approval from the Financial Industry Regulatory Authority to merge and Ladenburg expects the deal to be finalized in mid-February Advisor Group penned the deal in November to acquire Ladenburg and its five broker/dealers through a cash merger creating a b/d network with 11,500 advisors and over $450 billion in assets Ladenburg’s b/ds will not be merged with Advisor Group’s Frost filed suit against his old company late last year claiming that the merger agreement "disregards obligations owed to them as holders of certain notes issued by the company." He settled those charges without admitting or denying the allegations In mid-December, some shareholders of Ladenburg filed two individual lawsuits and one class action suit to block the acquisition or force the firm to disclose certain financial projections left out of the proxy statement filed on Dec claiming the acquisition price undervalues Ladenburg Thalmann Shareholder Richard Liebman filed another individual complaint against the firm and shareholder Morris Akerman filed a second proposed class action The case brought by shareholder Harold Bonnikson was voluntarily dismissed in early January Phillip Frost, biotech billionaire and chairman of Ladenburg Thalmann, was involved in two of three pump-and-dump schemes that fleeced investors out of over $27 million, the Securities and Exchange Commission claims Frost was one of 10 individuals charged in the market manipulation scheme that lasted from 2013 to 2018 The scheme was led by Florida investor Barry Honig who bought large quantities of three microcap companies at steep discounts the alleged fraudsters illegally promoted the stocks and manipulated trading in them Securities Service Network and KMS Financial Services the firm has become one of the most aggressive acquirers in the independent space “The allegations in the SEC complaint are unrelated to Ladenburg our subsidiaries and our business activities Frost’s involvement as a non-executive Board member or shareholder of our Company,” said Joseph Kuo Ladenburg Thalmann has tapped Thayer Gallison former vice president for investment research and product due diligence at Advisor Group Gallison will lead the firm’s new enterprise-wide due diligence platform The platform is the first of many new initiatives that Ladenburg plans to roll out in the coming months—now that the Department of Labor’s fiduciary rule is on the backburner “Now that our industry enjoys a greater level of regulatory clarity we are actively deploying Ladenburg’s substantial resources to roll out targeted new platforms and solutions that directly support our subsidiary firms and the work they do for financial advisors and their clients in this new environment,” said Adam Malamed executive vice president and chief operating officer at Ladenburg Due diligence is currently provided at the b/d level and each firm has its own product platform; that won’t change with this initiative “The change here with Thayer and his rule is really to take the existing due diligence personnel and take them out of their existing relationship directly with each of their independent firms and move them into a reporting relationship with Thayer,” said Craig Timm The new platform is meant to augment what was already in place at Ladenburg’s five firms—Securities America “The project and the platform itself is intended to fulfill that more detailed product analysis ongoing performance monitoring of our products that are made available through each of our five independent advisory and brokerage firms,” Timm said Ladenburg has more than 4,000 advisors across the five independent broker/dealer subsidiaries who served as chief operating officer at Cetera Financial until the middle of last year has been named senior vice president of enterprise services for Ladenburg Thalmann a newly created position aimed at improving the advisor service experience across the firm’s five broker/dealers and 4,400 advisors Ballard was president and COO of Docupace Technologies which was rebranded to Advisor Group when Lightyear Capital purchased the firm in 2016 Ballard will work with the leadership teams of the firm’s independent broker/dealer subsidiaries He’ll focus on improving efficiencies across the firms Seattle-based KMS Financial recently promoted Erinn Ford, who came on board as president a year ago The firm said the leadership change was part of a larger growth initiative and would be followed by a series of senior leadership changes KMS Financial Services, a Seattle-based broker/dealer subsidiary of Ladenburg Thalmann, has promoted Erinn Ford, who came onboard as president a year ago who’s been with the firm for over 30 years and will transition to chairman emeritus Ford becomes one of a small handful of women CEOs in the independent brokerage space The leadership change is part of a larger growth initiative at the firm and it will be followed by a series of senior leadership changes the firm will announce in the coming weeks Ford was president and senior vice president of advisor relations at Cetera Advisors she served as chief operating officer and head of marketing at Pacific West Securities which closed its doors and moved its reps over to Cetera Advisors KMS was acquired by Ladenburg Thalmann in August 2014 for $24 million in cash and stock managing $16.4 billion in client assets at the end of last year a medical technology company focused on neurological disorder surgical care has announced a proposed underwritten registered public offering of common stock shares The company plans to grant the underwriter a 45-day option to purchase up to an additional 15% of the offered shares will serve as the sole book-running manager for this offering which will be conducted under an effective shelf registration statement on Form S-3 and terms are subject to market conditions with no guarantees of successful execution The shares will be available through a preliminary prospectus supplement and accompanying prospectus to be filed with the SEC The offering will only proceed in jurisdictions where it complies with securities laws and registration requirements un'azienda di tecnologie mediche focalizzata sulla cura chirurgica dei disturbi neurologici ha annunciato un'offerta pubblica registrata di azioni ordinarie con sottoscrizione garantita L'azienda prevede di concedere al sottoscrittore un'opzione di 45 giorni per acquistare fino al 15% aggiuntivo delle azioni offerte che sarà effettuata ai sensi di una dichiarazione di registrazione a scaffale efficace sul Modulo S-3 la dimensione e i termini dell'offerta sono soggetti alle condizioni di mercato Le azioni saranno disponibili tramite un supplemento del prospetto preliminare e un prospetto accompagnatorio che saranno depositati presso la SEC L'offerta procederà solo nelle giurisdizioni in cui rispetta le leggi e i requisiti di registrazione sui titoli una empresa de tecnología médica centrada en el cuidado quirúrgico de trastornos neurológicos ha anunciado una oferta pública registrada de acciones ordinarias con suscripción garantizada La empresa planea otorgar al suscriptor una opción de 45 días para comprar hasta un 15% adicional de las acciones ofrecidas que se llevará a cabo bajo una declaración de registro en estante efectiva en el Formulario S-3 el tamaño y los términos de la oferta están sujetos a las condiciones del mercado Las acciones estarán disponibles a través de un suplemento de prospecto preliminar y un prospecto acompañante que se presentarán ante la SEC La oferta solo avanzará en las jurisdicciones donde cumpla con las leyes de valores y los requisitos de registro 신경 장애 수술 치료에 중점을 둔 의료 기술 회사가 일반 주식의 공모를 제안한다고 발표했습니다 회사는 인수자에게 제공된 주식의 최대 15%를 추가로 구매할 수 있는 45일 옵션을 부여할 계획입니다 주식은 SEC에 제출될 예정인 예비 투자설명서 보충서 및 동반 투자설명서를 통해 제공됩니다 une entreprise de technologie médicale axée sur les soins chirurgicaux des troubles neurologiques a annoncé une offre publique enregistrée de titres ordinaires souscrite L'entreprise prévoit d'accorder à l'underwriter une option de 45 jours pour acheter jusqu'à 15 % supplémentaires des actions offertes agira en tant que gestionnaire exclusif de cette offre qui sera réalisée en vertu d'une déclaration d'enregistrement à effet sur formulaire S-3 la taille et les modalités de l'offre sont soumis aux conditions du marché Les actions seront disponibles par le biais d'un supplément de prospectus préliminaire et d'un prospectus accompagnant qui seront déposés auprès de la SEC L'offre ne se déroulera que dans les juridictions où elle respecte les lois sur les valeurs mobilières et les exigences d'enregistrement das sich auf die chirurgische Behandlung neurologischer Störungen spezialisiert hat hat ein vorgeschlagenes unterzeichnetes öffentliches Angebot von Stammaktien bekannt gegeben dem Underwriter eine 45-tägige Option zu gewähren um bis zu 15% der angebotenen Aktien zusätzlich zu erwerben wird als alleiniger Book-Running-Manager für dieses Angebot fungieren das unter einer wirksamen Shelf-Registrierungsanmeldung auf dem Formular S-3 durchgeführt wird die Größe und die Bedingungen des Angebots unterliegen den Marktbedingungen ohne Garantie für eine erfolgreiche Durchführung Die Aktien werden über einen vorläufigen Prospektzusatz und einen begleitenden Prospekt erhältlich sein Das Angebot wird nur in Jurisdiktionen fortgesetzt in denen es den Wertpapiergesetzen und Registrierungsanforderungen entspricht NeuroOne Medical Technologies' announced common stock offering represents a significant dilutive event for current shareholders of this small-cap medical technology company With a market capitalization of only $27.4 million any substantial issuance of new shares will meaningfully reduce existing shareholders' ownership percentages The offering's structure includes standard elements that warrant attention: all shares will come directly from the company (not existing shareholders) and underwriters receive a 45-day option for an additional 15% of shares the announcement critically omits key details including: This lack of transparency regarding capital deployment makes it impossible to assess whether the dilution will be offset by value-creating initiatives While capital raising is normal for medical technology companies developing solutions for neurological disorders the absence of stated purpose raises questions about the strategic rationale The offering utilizes an existing shelf registration declared effective in August 2024 indicating this was part of planned financing activities rather than an unexpected development Ladenburg Thalmann's role as sole book-runner provides a standard execution framework this offering has immediate negative implications through ownership dilution without articulated compensating benefits Without knowing how NeuroOne intends to use this capital investors cannot properly evaluate whether the dilutive effect will be justified by accelerated development 2025 (GLOBE NEWSWIRE) -- NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (the “Company”) a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders announced today that it has commenced a proposed underwritten registered public offering of shares of its common stock All of the shares of common stock to be sold in the proposed offering will be sold by the Company the Company intends to grant the underwriter a 45-day option to purchase up to an additional 15% of the shares of its common stock sold in the offering The proposed offering is subject to market and other conditions and there can be no assurance as to whether or when the offering may be completed or as to the actual size or terms of the offering is acting as sole book-running manager for the proposed offering This press release does not and shall not constitute an offer to sell or the solicitation of an offer to buy any securities nor shall there be any sale of these securities in any state or other jurisdiction in which such offer solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction will be made only by means of a prospectus forming a part of the effective registration statement This press release may include forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934 any information contained in this press release may be a forward–looking statement that involve known and unknown risks and uncertainties you can identify forward–looking statements by the words "may," "might," "will," "could," "would," "should," "expect," "intend," "plan," "objective," "anticipate," "believe," "estimate," "predict," "project," "potential," "target," "seek," "contemplate," "continue" and "ongoing," or the negative of these terms or other comparable terminology intended to identify statements about the future Forward–looking statements include statements related to the proposed offering Although the Company believes that we have a reasonable basis for each forward-looking statement we caution you that these statements are based on a combination of facts and factors currently known by us and our expectations of the future Our actual future results may be materially different from what we expect due to factors largely outside our control including risks and uncertainties related to market and other conditions the satisfaction of customary closing conditions related to the proposed public offering industry or political conditions in the United States or internationally and those described under the heading "Risk Factors" in our filings with the SEC These forward–looking statements speak only as of the date of this press release and the Company undertakes no obligation to revise or update any forward–looking statements for any reason even if new information becomes available in the future Already have an account? Login a medical technology company focused on rapid has announced plans for an underwritten public offering of common stock shares The offering will be managed by Ladenburg Thalmann & Co The offering is being conducted under a shelf registration statement filed with the SEC on April 8 A preliminary prospectus supplement and accompanying prospectus will be filed with the SEC and terms of the offering are subject to market conditions un'azienda di tecnologia medica focalizzata su soluzioni di test rapido e non invasivo ha annunciato piani per un offerta pubblica sottoscritta di azioni ordinarie L'offerta sarà gestita da Ladenburg Thalmann & Co L'offerta è condotta sotto una dichiarazione di registrazione a scaffale depositata presso la SEC l'8 aprile 2022 Un supplemento al prospetto preliminare e il prospetto accompagnatorio saranno depositati presso la SEC una empresa de tecnología médica centrada en soluciones de pruebas rápidas y no invasivas ha anunciado planes para una oferta pública suscrita de acciones ordinarias La oferta será gestionada por Ladenburg Thalmann & Co La oferta se lleva a cabo bajo una declaración de registro en estante presentada ante la SEC el 8 de abril de 2022 y declarada efectiva el 20 de abril de 2022 Se presentará un suplemento de prospecto preliminar y el prospecto correspondiente ante la SEC 인텔리전트 바이오 솔루션즈(Nasdaq: INBS)는 빠르고 비침습적인 테스트 솔루션에 중점을 둔 의료 기술 회사로 이 공모는 2022년 4월 8일 SEC에 제출된 선반 등록 성명서에 따라 진행되며 une entreprise de technologie médicale axée sur des solutions de test rapides et non invasives a annoncé des projets pour une offre publique souscrite d'actions ordinaires L'offre sera gérée par Ladenburg Thalmann & Co en tant que gestionnaire unique de bookrunning L'offre est réalisée dans le cadre d'une déclaration d'enregistrement de type étagère déposée auprès de la SEC le 8 avril 2022 et déclarée effective le 20 avril 2022 Un supplément préliminaire de prospectus et le prospectus accompagnant seront déposés auprès de la SEC la taille et les conditions de l'offre sont soumis aux conditions du marché hat Pläne für ein unterzeichnetes öffentliches Angebot von Stammaktien bekannt gegeben Das Angebot wird von Ladenburg Thalmann & Co als alleiniger Bookrunning-Manager verwaltet Das Angebot erfolgt im Rahmen einer Registernotiz April 2022 bei der SEC eingereicht und am 20 Ein vorläufiger Prospektzusatz und der begleitende Prospekt werden bei der SEC eingereicht ohne Garantien für eine erfolgreiche Durchführung This public offering announcement carries significant implications for INBS and its shareholders The company's relatively small market capitalization of $13.1 million makes this capital raise particularly impactful as any substantial offering will likely result in meaningful dilution for existing shareholders The selection of Ladenburg Thalmann as the sole bookrunner is noteworthy This mid-tier investment bank typically handles smaller-scale offerings suggesting this raise might be proportional to INBS's current market size The use of a shelf registration from April 2022 indicates strategic planning for capital needs though the timing - nearly two years after the registration - raises questions about the urgency of current funding requirements Several critical factors warrant attention: First the absence of specified terms or size suggests potential pricing flexibility based on market reception the offering's structure as an underwritten deal rather than an at-the-market (ATM) offering indicates a more immediate capital need rather than gradual funding the timing amid current market conditions for small-cap biotech companies could impact the offering's pricing and success The 'subject to market conditions' clause is particularly relevant given the volatile nature of small-cap biotech stocks Investors should note that such offerings typically price at a discount to current market prices to ensure successful placement with the discount magnitude often correlating with market conditions and investor demand 2025 (GLOBE NEWSWIRE) -- Intelligent Bio Solutions Inc (Nasdaq: INBS) (the “Company”) a medical technology company delivering intelligent today announced that it is commencing an underwritten public offering of shares of its common stock All of the shares of common stock are being offered by Intelligent Bio Solutions Inc The offering is subject to market conditions is acting as the sole bookrunning manager for the offering The offering is being made pursuant to a shelf registration statement filed with the Securities and Exchange Commission (“SEC”) on April 8 and declared effective by the SEC on April 20 This press release shall not constitute an offer to sell or the solicitation of an offer to buy any securities nor will there be any sale of these securities in any state or other jurisdiction in which such offer About Intelligent Bio Solutions Inc.Intelligent Bio Solutions Inc (NASDAQ: INBS) is a medical technology company delivering innovative The Company believes that its Intelligent Fingerprinting Drug Screening System will transform portable testing through fingerprint sweat analysis which has the potential for broader applications in additional fields Designed as a hygienic and cost-effective system the test screens for the recent use of drugs commonly found in the workplace With sample collection in seconds and results in under ten minutes this technology would be a valuable tool for employers in safety-critical industries The Company’s current customer segments outside the US include construction Forward-Looking Statements:Some of the statements in this press release are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 Section 21E of the Securities Exchange Act of 1934 and the Private Securities Litigation Reform Act of 1995 Forward-looking statements in this press release include Intelligent Bio Solutions Inc.’s ability to successfully consummate the proposed transaction described in this press release develop and commercialize its drug and diagnostic tests realize commercial benefit from its partnerships and collaborations believes that the expectations reflected in such forward-looking statements are reasonable as of the date made expectations may prove to have been materially different from the results expressed or implied by such forward looking statements has attempted to identify forward-looking statements by terminology including “believes,” “estimates,” “anticipates,” “expects,” “plans,” “projects,” “intends,” “potential,” “may,” “could,” “might,” “will,” “should,” “approximately” or other words that convey uncertainty of future events or outcomes to identify these forward-looking statements These statements are only predictions and involve known and unknown risks included in Intelligent Bio Solutions’ public filings filed with the Securities and Exchange Commission Any forward-looking statements contained in this release speak only as of its date Intelligent Bio Solutions undertakes no obligation to update any forward-looking statements contained in this release to reflect events or circumstances occurring after its date or to reflect the occurrence of unanticipated events Managing Director KCSA Strategic Communications PH: (212) 896-1254 INBS@kcsa.com a renowned provider of prepaid card programs and integrated payment processing solutions has confirmed its participation in the upcoming Ladenburg Thalmann Technology Innovation EXPO25 offering insights into the company's innovative services including patient affordability solutions and digital banking services Paysign's participation highlights its commitment to integrating cutting-edge technologies in the financial services sector The EXPO25 will feature approximately 50 technology companies leveraging AI in transformative ways The conference format includes multiple presentation tracks aiming to create valuable connections between companies and investors is a diversified financial services firm with over 11,000 financial advisors managing upwards of $650 billion in client assets The firm is known for its investment banking and advisory services offering a platform for companies to demonstrate their innovations and engage with potential investors Investors interested in attending the Paysign presentation can find more information and register through the event’s official website Sign up for free newsletters and get more CNBC delivered to your inbox and more info about our products and services © 2025 CNBC LLC. All Rights Reserved. A Division of NBCUniversal Data also provided by Please enable JavaScript to view this page correctly SoundHound AI (NASDAQ:SOUN) has been a big beneficiary of the AI boom investors showed little reason to celebrate after the voice recognition specialist released its Q3 results Revenue climbed by an impressive 88.6% year-over-year and beating the Street’s forecast by $2.06 million the adjusted EPS of -$0.04 beat expectations by $0.03 upping revenue expectations for the full year to the range between $82 – $85 million and for 2025 calling for revenue between $155 – $175 million Analysts were expecting merely $82.6 million and $152.1 million It’s likely that the stock’s big runup leading up to the results set expectations unreasonably high creating limited room for further upside but plenty of room for disappointment Another possible explanation is that the company offered no profitability guide for next year and taking into account operating and net losses increased year-over-year in the quarter (its per-share losses decreased but this was due to a 49% increase in the number of shares compared to the same period last year) Ladenburg Thalmann analyst Glenn Mattson also notes that adj falling from 67% sequentially (Mattson was expecting 61%) as the company “begins to absorb some overhead from the Amelia acquisition.” Meanwhile cash opex came in $1.5 million above the analyst’s forecast Put those developments together and adjusted EBITDA was negative $15.8 million compared to Mattson’s expectation of negative $12.3 million Mattson has nice things to say about the company and considers voice to be “one of the key early applications for AI systems.” SOUN is a leader in this field and is providing valuable solutions for businesses seeking to implement AI capabilities while the recent Amelia acquisition expands the company’s reach and adds “significant scale” to the business However, Mattson downgraded the stock from Buy to Neutral, citing the rapid share price appreciation and higher-than-anticipated losses. For now, Mattson’s price target stays at $7, indicating the stock has room for growth of 13% over the next year. (To watch Mattson’s track record, click here) The other 4 other recent SOUN reviews split into 3 Buys and 1 Hold, all for a Moderate Buy consensus rating. Going by the $8.10 average price target, a year from now, shares will be changing hands for a ~31% premium. (See SOUN stock forecast) To find good ideas for stocks trading at attractive valuations, visit TipRanks’ Best Stocks to Buy a tool that unites all of TipRanks’ equity insights Disclaimer: The opinions expressed in this article are solely those of the featured analyst The content is intended to be used for informational purposes only It is very important to do your own analysis before making any investment Disclaimer & DisclosureReport an Issue SoundHound AI (NASDAQ:SOUN) has been a big beneficiary of the AI boom However, Mattson downgraded the stock from Buy to Neutral, citing the rapid share price appreciation and higher-than-anticipated losses. For now, Mattson’s price target stays at $7, indicating the stock has room for growth of 13% over the next year. (To watch Mattson’s track record, click here) The other 4 other recent SOUN reviews split into 3 Buys and 1 Hold, all for a Moderate Buy consensus rating. Going by the $8.10 average price target, a year from now, shares will be changing hands for a ~31% premium. (See SOUN stock forecast) To find good ideas for stocks trading at attractive valuations, visit TipRanks’ Best Stocks to Buy Disclaimer & DisclosureReport an Issue Flagstaff Business News Northern Arizona’s premier source for business October 8, 2024 By Leave a Comment “I’m very passionate about donkeys and burros and that’s what I love about my work.”  spent summer vacations at Sprucedale Guest Ranch near Alpine working for an outfitter doing trail rides and driving mule and draft teams for dinner wagon rides I even worked on the ranch fixing fences and doing every other ranch chore you could possibly think of.” It was in Montana that Ladenburg’s love for donkeys and mules began to grow she was a trainer with the Mustang Heritage Foundation was teamed up with the Bureau of Land Management (BLM) we would pick up untouched wild burros and mustangs from the BLM holding facilities to gentle them with basic training skills and then find adopters for them The goal was to get these animals out of holding facilities and into good homes,” said Ladenburg she began fostering burros on her five acres She also discovered that finding a barefoot trimmer Barefoot trimmers fall under the umbrella of farriers “We help equines develop healthy hooves by removing excess growth improves shock absorption and reduces soreness and injury Ladenburg also found that few people were willing to do farrier work on burros because they were concerned about getting kicked “I have found donkeys are very willing to learn to stand for trims if treated right Their mind is very different from that of a horse and therefore Her first step was learning to trim rescue donkeys online through The Donkey Farrier Program run by Megan Hensley “Megan Hensley has been trimming donkeys for close to 20 years and her school has been a blessing for donkeys around the world After I completed my online schooling with Megan I started doing a local apprenticeship with Amanda Marsh in Prescott who has been a hoof care professional for 15-plus years Amanda has become my biggest mentor and has taught me so much about trimming.” a world-renowned veterinarian in Camp Verde “He has also been a mentor and increased my knowledge through in-person hoof dissection training.” Burros and donkeys are actually the same animal “Here in Arizona where we have herds of wild feral donkeys the term burro is most commonly used to identify that they were once a wild/feral donkey it is still a donkey,” Ladenburg explained “I’m very passionate about donkeys and burros and that’s what I love about my work One of my goals is to educate society about them People think they are horses with long ears and that they are stubborn Once you learn to ‘speak donkey,’ they truly bond with you and they are incredibly loyal and are pretty much willing to do anything for you,” she said I was really motivated to work with and help her because I really wanted to help women rise up in the farrier world which is dominated by men,” said Amanda Marsh who taught Ladenburg the art of barefoot trimming “Juliana had so much passion and so much knowledge and she was so well-versed and had so much experience Marsh praises Ladenburg for her professionalism she’s responsible and she shows up for the job a great mom and so into her family and her animals her faith is extraordinary and I just love being around her.” “I contacted Juliana because my saddle donkey was having some issues with her feet,” said Dee Whitt of Camp Verde “Juliana started corrective trimming and slowly getting her balanced and comfortable Juliana also taught me about donkey nutrition and the part it plays in keeping their feet healthy She is efficient and picky and doesn’t stop until the animal is comfortable.” Ladenburg has six donkeys and works throughout the Verde Valley and Quad Cities region and enjoys living in Prescott children and I especially love the trail systems here for riding.” FBN follow Ladenburg on Instagram @hope_thewildburroplace Fresh Focuses Photography: Barefoot Trimmer Juliana Ladenburg is passionate about helping people understand that donkeys aren’t stubborn and the 7-year old D'Cinzano are the winners of the Bundeschampionate qualification classes held  in Heidelberg-Ladenburg on 31 May - 1 June 2024 Lisa Rose and the Hanoverian stallion Furst Decour (by Fursten-Look x Destano) was second with 8.0 points There were only four pairs in the 6-year old division and Timo Kemmerer and his own DSP bred mare Farani (by For Romance x Samico F) scored 8.0 to earn a ticket to Warendorf Ute Kühn-Zöpfel gave the mare 7.8 for walk and trot 8.0 for canter and submission and 8.4 for general impression Dutch born Pieter van der Raadt and Furore Fantastico (by Fahrenheit x Sir Donnerhall) were second with 7.6 points Six pairs contested the S-level class for 7-year olds Pieter van der Raadt topped the board n Stefan Heinrich's DSP registered D'Cinzano (by Duvalier x Fiorano) He scored 75.365% and edged out Anna-Louisa Fuchs on Christina Pradl's Dimanche Royal (by Damon's Damiani x Don Schufro) Stalls for Rent at Durondeau Dressage in Peer, Belgium Exceptionally Well Located Equestrian Facility in Wellington, Florida Well-built Equestrian Estate With Multiple Business Opportunities in Sweden Stable Units for Rent at Lotje Schoots' Equestrian Center in Houten (NED) For Rent: Several Apartments and Stable Wing at High-End Equestrian Facility Stable Wing Available at Reiterhof Wensing on Dutch/German border Real Estate: Well-Appointed Country House with Extensive Equestrian Facility in the U.K. Rémi Blot At Ladenburg Thalmann Financial Services' annual fee-based advisory conference in January home office executives and strategic partners from across the country Enthusiasm among the event’s participants was reinforced by new faces from our merger partners at Advisor Group and our shared message of optimism about the future of our combined company The diversity and success represented by the participants from Advisor Group and Ladenburg was a cause for celebration of all that we have created at Ladenburg over the past 15 years We have been privileged to help shape the rapid evolution of an industry that is all about helping individuals and families across the country to meet their life goals as we approached the completion of Ladenburg Thalmann’s merger with Advisor Group we have reflected on our remarkable journey Our transaction with Advisor Group is more than just one of the largest and most high-profile deals in the history of our industry – it is a culmination of strategy and execution by many individuals we believe our success in building Ladenburg is due to five key elements that every firm – regardless of capital structure ownership or business model – must get right in order to create maximum value for financial advisors and their clients: vision When we entered the independent advisory and brokerage space we had a clear vision: To build the leading innovator of the network model in the independent financial advice industry We purposefully sought to acquire and grow independent firms that each had a unique brand and culture appealing to a specific segment of the advisor community we had a shared passion for delivering professional financial guidance to mass affluent households who might otherwise not have access to the advice and planning they need we always challenged ourselves to think in multiples bigger than others We started in 2006 when Ladenburg had just $36 million in revenues Our early vision of opportunistic growth focused our financial advisors strategic partners and other stakeholders on what we knew was possible Our leadership team at Ladenburg had many strengths which drove our success since 2006 Identifying these many talented individuals throughout our organization and empowering them has been core to our leadership philosophy The leaders we selected across our organization challenged our thinking embraced change and fostered an environment of effective collaboration in addressing major challenges while unlocking major growth opportunities our team was able to drive execution of our strategy building Ladenburg into a scale player with over 4,400 advisors Consider the numbers behind this growth: In 2006 the enterprise value of Ladenburg was $165 million Ladenburg achieved a total valuation of $1.3 billion We executed on a unique opportunity to significantly scale up our independent firms while growing in other areas that synergistically added value for advisers insurance and annuity marketing organizations build scale in a severely fragmented IBD space lean into the strong demographic trends fueling organic growth of advisers utilize the economies of scale to drive not just profitability acquire companies only at very attractive valuations our growth philosophy was “One plus one should be greater than two.” During our tenure led the industry in advisor recruiting from 2016 to 2019 and completed a number of value-enhancing strategic acquisitions over 15 years while looking at more than 100 deals growth in the absence of careful risk management is a sucker’s bet Our approach to risk was to miss small and win big Even when we acquired Securities America in 2011 a company nearly triple our existing size at the time we had confidence that we had conservatively structured and financed the deal in a way that our long-term existence was never in jeopardy Risk was a top priority in all decisions and strategic initiatives we moved forward on The past 15 years of building and operating Ladenburg has given us the most profound joy one could dream about for fearlessly executing strategy and serving financial advisers for enabling countless clients to achieve their goals and fulfill their dreams We extend our deepest congratulations to the entire expanded Advisor Group organization which is exceptionally well-positioned to lead the future of our industry As we bid a fond and grateful farewell to Ladenburg and to our employees and advisors we also look ahead with a sense of excitement towards new beginnings in the wealth management industry and the broader industry – promises to be very bright Richard Lampen is the former chairman and CEO of Ladenburg Thalmann Financial Services Adam Malamed is the former executive vice president and COO of Ladenburg is pleased to announce the appointment of Barry Steiner and Mike Gideon as co-Chief Executive Officers This strategic decision underscores Ladenburg’s commitment to capitalizing on current market opportunities and propelling its investment banking business to greater heights Steiner is a long-standing member of the Ladenburg investment banking team having served as its Chief Operating Officer for ten years Steiner has been instrumental in driving growth and fostering enduring client relationships Gideon has 16 years of experience in the industry and has overseen Ladenburg’s operations since 2018 He is responsible for leading the strategic direction of the Equity Trading division and drives Ladenburg’s business development efforts in all aspects of trading “We are delighted to appoint Barry and Mike as co-CEOs,” stated Jamie Price “Their combined leadership and expertise will play a pivotal role in advancing Ladenburg’s investment banking business This move reflects our dedication to leveraging the dynamic opportunities within the middle market.” “We are committed to collaborating with Ladenburg’s talented investment banking team to unlock new opportunities and achieve even greater success,” remarked Steiner and Gideon in a joint statement “We are confident in Ladenburg’s position to emerge as a leader in the middle market and are dedicated to building upon the company’s legacy of delivering exceptional results for our clients.” has been a member of the New York Stock Exchange since 1879 and offers a full suite of investment banking and capital markets products and services © Copyright 2012 - 2023 | citybiz | All Rights Reserved This website is using a security service to protect itself from online attacks The action you just performed triggered the security solution There are several actions that could trigger this block including submitting a certain word or phrase You can email the site owner to let them know you were blocked Please include what you were doing when this page came up and the Cloudflare Ray ID found at the bottom of this page Advisor Group is absorbing its next biggest rival The parties said the transaction will create a network of nine independent broker-dealers with nearly 11,500 financial advisors and more than $450 billion in client assets following its expected close in the first half of 2020 The deal would make publicly-traded Ladenburg private Both firms pledged there would be no mergers between any of the five Ladenburg IBDs and Advisor Group’s four existing firms. Of the 30 largest firms in Financial Planning’s annual IBD Elite study Phoenix-based Advisor Group would own six of them Advisor Group will also maintain Ladenburg’s other units a trust company and an insurance brokerage Advisors won’t have to make a custodial transition because both firms use Pershing and Fidelity Clearing and Custody Solutions National Financial Services Independent BDs Which independent broker-dealers produce the most revenue? June 3 2019 2:00 AM “Advisor Group and Ladenburg have a shared commitment to the flexibility of third-party clearing together with maintaining a 'small firm feel' delivered through the distinct management teams and cultures of a multi-brand network model,” Advisor Group CEO Jamie Price said in a statement “In today's fast-consolidating marketplace,” Price went on “where advisors fear becoming just another number in the crowd the more intimate service culture and sense of community that our multi-brand approach offers is increasingly in demand." Woodbury Financial Services and FSC Securities make up Advisor Group’s existing network which produced revenue of $1.69 billion in 2018 Price will lead the combined network after the expected regulatory clearances for the definitive merger agreement which Ladenburg’s board of directors unanimously approved Senior executives with Ladenburg will join Advisor Group’s executive ranks as well “This is a transaction that maximizes value for our shareholders while positioning our financial advisors for continued growth and success,” Ladenburg CEO Richard Lampen said in a statement Reverence reportedly paid more than $2 billion for its acquisition of the majority stake in Advisor Group earlier this year The two deals mark the largest in the independent broker-dealer sector in terms of reported price and client assets changing hands he and his colleagues were already finding Commonwealth too big for their liking Technology What Facet has gained building its tech stack from scratch Anders Jones took the time to discuss the benefits of building tech in-house how they are using AI and what they would change if they could Practice and client management Beyond calculators: Advisors' growing role in uncertain times In speeches at the CFA Institute LIVE conference experts pointed to the importance of financial advisors and other industry experts in the present circumstances while only 10% were focused on investment management Industry News It's back to Merrill for a $1B ex-UBS broker: Advisor Moves Also this week Focus Financial ups the responsibilities for some top executives and Advisor Asset Management appoints a new CEO Industry News Why wealth management M&A is unlikely to dry up amid volatility Could an economic downturn slow the industry's record-setting pace of acquisition deals CAN RIA GROWTH AND TRUE FIDUCIARY DUTY REALLY COEXIST Business goals cannot always put clients' best interests first Here's why even the executives leading fast-expanding advisory firms say the critics have a point to Janell Harrin Greig and Edward Theodore Greig of Huntington; and Angela Weatherford and her husband Janell Greig of New Braunfels; step daughter Lillie Weatherford; three great-grandchildren; brothers Craig.  She is preceded in death by her father; and grandson A gathering of Darlene’s family and friends will begin at 12:00 p.m. with her graveside service to follow at 2:00 p.m. Please observe social distancing guidelines and website in this browser for the next time I comment I will always have special memories of my friendship with Darlene. I met Darlene and her sweet Mom when they joined Cowboy church of Orange county Darlene and I immediately formed a Christian bond as she and her Mom did with many other members of Cowboy church Rusty and I sat right behind them and regularly enjoyed a quick visit Darlene was a wonderful cook as well as being very talented when it came to cake decorating. She made and decorated beautiful cakes for different anniversaries I know Darlene is now safe in the arms of our Savior and enjoying visiting with her Dad and other family members and friends I will always cherish the years we had together Please tell dad Metildy sure does miss him Dear Greig Family...there are too many memories to pick one We know she is rejoicing with her creator and we will see her some day Praying as you put her earthly body to rest but let us rejoice in knowing she is with Jesus Wanted to send our prayers out to all the family May the Lord wrap his loving arms around each of you & give you the love & peace that only our God can give you. I love you & I'm going to miss your phone calls & visits but know you are not suffering anymore & that your able to hug your dad & grandson again. I know she loved her family & you will really miss her. Prayers & love to all of you during this time of grief I will always remember you and our times we spent together! I will always love you and I can not wait to see you again I hope you’re having a wonderful time up there I know you can finally take a deep breath with no worry or fear You’re in the most amazing place and I will forever cherish the role you had in my life I have so many memories with you and I love how much you loved your great-grands I remember when I told you I was pregnant and you said this one better be a boy and sure enough he was Beaumont - McFaddin Ave. Beaumont - Major Dr. Nederland ©Broussard's Mortuary 2017-2025 Built By Americom Marketing with 11,500 advisors and over $450 billion in assets will be one of the largest independent brokerage firms and may accelerate Advisor Group's efforts to roll out an RIA-only platform Advisor Group has penned a deal to acquire Ladenburg Thalmann and its five broker/dealers through a cash merger the largest multi-custodial and multi-clearing enterprise in the independent wealth management space,” said Larry Roth managing partner of RLR Strategic Partners “This is going to create significant new opportunities for its financial advisors while establishing Advisor Group as a very credible competitor to the largest firms in this industry.” The total value of the deal is $1.3 billion WealthManagement.com reported earlier this month that the two companies were reportedly in exclusive talks to negotiate a deal Ladenburg has strategically acquired large independent broker/dealers over the years; it now has five b/ds the firm added $380 million in advisor revenue Advisor Group’s b/ds include FSC Securities Corporation, Royal Alliance, SagePoint Financial and Woodbury Financial. In May, the firm was sold to private equity firm Reverence Capital Partners Both firms clear through Pershing and National Financial so there will be no repapering of client accounts Advisor Group CEO and President Jamie Price will continue to lead the organization and the leadership team will consist of executives from both firms Price said it’s too early to consider whether Ladenburg advisors will be offered some kind of retention package; he implied there was little need for it since the two are on the same clearing platforms and there will be no account number changes for clients “If we thought there was opportunity to do that or it was needed in some way that isn’t readily apparent or necessary because there’s no change for the advisors.” and as advisors will remain under the same clearing arrangements there should be no disruption to client accounts Ladenburg started to move increasingly toward shared services across all its b/ds who’s significantly further ahead in that process and has so many tools and resources and things directionally that we were headed to in terms of our technology platform they already had in place,” said Dick Lampen “It’s going to speed up where we had been trying to get to on a standalone basis.” Advisor Group already has some shared services which it expects to implement across the Ladenburg b/ds including its eQuipt digital client onboarding system its succession planning offering MySuccessionPlan and its CyberGuard Program for cybersecurity Meanwhile, Advisor Group’s advisors will now have access to Ladenburg’s insurance brokerage investment banking capabilities and trust services created in the late 1990s as a channel for hybrid and RIA-only advisors Securities America also provides a similar type of support for RIAs through its Arbor Point platform formed via a joint venture between Securities America and NorthStar Financial Services Group is an RIA platform that allows advisors to use multiple custodians while retaining their commission-based business The firm serves hybrid advisors who want to own and operate their own privately branded firm but don’t want the operations and compliance burdens Price also believes Advisor Group’s outsourced regulatory and compliance offering will also be attractive to RIAs “One of the largest expenses the RIA-only channel has—and it’s getting steeper by the minute—is regulatory and compliance as it relates to SEC and SEC audits and filings,” he said “The ability to outsource that to us and us to leverage scale from a pricing standpoint to offer it A strong performance exploring the pain and desperation of a new mother Sophie Swithinbank‘s script explores the often-neglected struggles of mothers particularly those experiencing mental health issues after childbirth Her script poignantly portrays Mother’s (Phoebe Ladenburg) isolation and the desperation that eventually leads to her incarceration.  Mother is eager to share her story with her daughter – the story she wants both her daughter and us as the audience to understand and It is the story of how she ended up at the police station and the events that ultimately led to her prison sentence it’s her version of the story and she is desperate for her daughter to hear it.  with a meta element woven throughout as Ladenburg directly addresses the audience and even picks out specific audience members She also calls for the lighting and sound changes often glancing and gesturing towards the tech station to signal these adjustments She is always aware of and playing to her audience.  With nowhere to hide on a set of a single chair and three coat hooks Ladenburg delivers a raw and emotional performance that lays bare the struggles of a mother on the brink Ladenburg is more than up to the challenge and she never lets us forget Mother’s humanity or her struggle She is adept at portraying both sides of a conversation Mother skilfully engages with her visiting daughter Despite the absence of these characters on stage we never feel their presence is missing or that any side of the conversation is lacking.  Ladenburg effortlessly portrays Mother as totally relatable and with a gift for storytelling that shows charm and wit – which can make it difficult to distinguish between lines practised for her daughter and actual truth her rehearsed words and polished presentation take on a new dimension and this raises the question: how much of her story is genuine and how much is a performance honed to present herself in the best possible light?  as she interacts with social services and faces the threat of losing her daughter to care Mother observes that “nobody cares about the mothers” A social worker visits to investigate the care and well-being of her daughter but no one is looking out for her – the mother Suffering badly after the birth of her daughter Mother is alone with no family support; carrying all of her burdens alone and looking after a newborn there is no sign that her time in prison has led to rehabilitation Mother’s rage and bitterness erupt when her ex’s mother It becomes clear that her prison sentence has not succeeded in rehabilitating her which is an understated but powerful observation.  Mother has undoubtedly committed terrible acts yet her profound loss and desperation has gone unnoticed; no one reached out to help her whom she often refers to as ‘the keeper of her body’ instead casting a stark light on the often-overlooked vulnerability of new mothers in crisis Performer and Co-Director Phoebe LadenburgWriter and Co-Director Sophie SwithinbankDirector Associate Nancy MedinaProducer Hannah Farley-Hills for HFH Productions Surrender plays at Arcola Theatre until Saturday 13th July Further information and tickets can be found here But it's not clear whether any of the proceeds will trickle down to advisors in the form of retention bonuses stock options and preferred shares could mean still higher payouts for insiders For advisors wondering if they'll receive retention bonuses after the five IBDs change hands, the sellers say they haven’t made any final decisions. However, the plan of merger restricts any investments or recruiting loans for advisors or prospective ones to no more than $500,000 each or $5 million on an aggregate basis for practice equity swaps and $2.5 million for bonus loans The respective cumulative limits would double if the deal doesn’t close by the end of the first quarter board members and other major shareholders would collect $3.50 per share for common stock and the excess between the purchase price and their options at close 2019 7:20 PM In addition to the acceleration of the stock options preferred stockholders would get the opportunity to convert some or all of their holdings into cash Debt securities issued by Ladenburg would transfer to the combined company upon completion of the deal Substantial shares in Vector could also pose an impact on the amount of compensation. Frost is the largest shareholder of the Douglas Elliman Realty parent and tobacco company owner, while Lorber and Lampen have executive positions there, according to Vector’s annual proxy Advisor Group CEO Jamie Price — who is slated to lead the merged company of nine IBDs with 11,500 advisors — had cited the fact that there won’t be any repapering of client assets to new custodians under the deal when he said the firm didn’t have plans to offer retention bonuses But Ladenburg COO Adam Malamed followed up with an emailed statement noting that the transaction process is still “in the early stages.” He and other executives focused their public statements about the deal on the IBD subsidiary structure the networks have in common The two firms “have highly complementary capabilities that will enable us to strengthen technology practice management and service for financial advisors across our combined platform,” Malamed said He added that advisors will recognize the strength of the merged resources as they “continue to learn about this transaction.” Ladenburg intends to play a big role in that educational process The seller must “assist the parent in its efforts to retain the company’s financial advisors following the closing,” according to the plan of merger The mandatory retention push includes in-person meetings with “key” advisors and “reasonably prompt notice” to Advisor Group should Ladenburg become aware of any departures by senior executives or representatives with more than $300,000 in annual gross dealer concessions A higher price would have meant even bigger payouts The tab of $3.50 per share already constitutes a 25% premium over the stock’s closing price from its prior trading day and a multiple of 2.1x on Ladenburg’s stated book value at the end of the third quarter according to a note by analyst Alexander Paris of Barrington Research The multiple represents “a premium to the 0.9x price/book average among small cap broker-dealers,” according to Paris He noted that the stock is trading “within pennies of the agreed-upon purchase price” in reducing its rating to “market perform” after the sale agreement Executives stand to make a lot from the deal Ladenburg’s senior vice president for corporate and regulatory affairs could also make an additional $550,000 in severance pay if they lose their positions after the merger For a full recap on the announcement of the deal, check out “Advisor Group’s new IBD giant is leveraged on network appeal.” To see which executives and other major shareholders would make the most under the deal Advisor Group’s acquisition of Ladenburg Thalmann could close as soon as Friday or early next week according to sources close to the investment banking community The transaction process is wrapping up much faster than typically expected The Financial Industry Regulatory Authority also approved the deal Advisor Group penned the deal in November to acquire Ladenburg and its five broker/dealers through a cash merger executives said Ladenburg’s b/ds would not be merged with Advisor Group’s A spokesman for Advisor Group and Ladenburg could not be immediately reached for comment John Ladenburg stops on the 18th fairway at Chambers Bay Golf Course near a bunker tunneled into the fairway a trap so deep it’s called Chambers Basement it’s unlikely a cyclone will ever rip through western Washington; in fact it’s about as likely as the grand vision Ladenburg conceived more than a decade ago when he proposed that University Place (pop links-style golf course atop an abandoned gravel mine University Place—U.P.—is a suburb of Tacoma and Tacoma is known for many things: the “Tacoma aroma” that envelops commuters as they pass through on Interstate 5 site of my high school graduation and home mostly to minor league sports in a minor league city Tacoma will forever be in the shadow of Seattle the overlooked half of Seattle-Tacoma International Airport “Nobody saw this,” Ladenburg says with a laugh “I had to break a few legs and twist a few arms.” The Olympic Mountains form a spectacular backdrop beyond the train tracks and the blue waters of the Puget Sound and the waterfront homes on Fox Island Later this month the world’s best golfers will descend upon University Place and an international television audience will see U.P That’s because a golf course once labeled Ladenburg’s Folly will host the U.S He orders a Chambers Bay Ale and begins to tell another unlikely success story—his own In his spare time he traveled the country playing slo-pitch softball Ladenburg is the third oldest of 16 children and his family tree was stocked with so many softball enthusiasts it yielded two teams And that’s how a trial lawyer and a recreational third baseman came to be interested in creating a golf course now nicknamed America’s St The merchandise pavilion is mostly assembled It will be an Open of firsts: the first held in the Pacific Northwest with the potential to be played at more than 7,900 yards contested on a course that opened a mere eight years ago near the cement holding pens that resemble a Northwest Stonehenge; Rory McIlroy on 15 the only tree on the course; Jordan Spieth taking suggestions from a caddie who only a few years ago was teaching math to sixth-graders down the street from Chambers Bay It’s a pipe dream,” says Tipton “It’s just not going to happen.” I drive past the restaurant where I downed 25 ribs to impress the father of my high school girlfriend … past the Jack in the Box where everyone gathered after football games … past the apartment complex my mother moved to after she and my father divorced … past the cemetery where we buried my childhood friend Shane That’s the last thing anyone could have expected a railroad operation and a succession of companies that mined more than 250 million tons of gravel over more than a century The gravel was used to build freeways and highways and roads The abundant sand was used in part to construct area courses Pierce County purchased most of the 650-acre tract of land and its scrub trees and gravel mounds and shallow drainage pounds for $33 million It needed a site for a wastewater treatment plant; the land and the views remained hidden beyond a barbed-wire fence my friends and I would hop that fence and slide down the slopes Ladenburg was only vaguely aware of the gravel mine and what he saw—a vast expanse of land with two miles of western exposure perched on a beach—startled him Grandview Drive wound along the top of the property and although the view below lived up to the name added a trail and sidewalks along Grandview The enhancement wasn’t seen as simply an assist to walkers and joggers Ladenburg wanted to broaden the county’s vision of what was possible for the gravel mine he believed the locals needed to see what lay below his idea wouldn’t sound so far-fetched Ladenburg’s grand plan: He wanted to build a golf course that was strong enough to host the U.S the layout on Long Island that is by most accounts the first public course to host a U.S Ladenburg set his sights on the golf course The county had a 50-year plan for the property but he whittled that vision down to eight years “Everyone thought I was crazy,” Ladenburg says we had to remove 1.4 million cubic tons of sand.” He hired consultants maybe better.” More than 70 firms applied to design the course Most decisions pointed toward making the venue U.S The state-of-the-art water treatment system The open areas with room for tens of thousands of spectators A ridge above the property that provides views of every hole the director of the county’s Parks and Recreation Department It’s just not going to happen.” The plan required a $24 million commitment and the approval of three city councils was one of five design finalists to accommodate the county’s request for a 27-hole layout but his company also included plans for an 18-hole routing because it opened up more space between holes That cemented the county’s decision to go with Jones Josh Lewis has an office that feels more like a bunker: concrete and windowless shelves lined with books about agronomy and soil and golf architecture and a pamphlet titled Noxious Weeds of Washington State An NCAA basketball tournament bracket sits near his computer The tournament starts on this March morning and then the Masters will be played and Floyd Mayweather Jr And then the sports world will turn its attention toward Chambers Bay and the U.S As course superintendent Lewis is charged with maintaining championship conditions He walks the course on this day with a pair of Walkie Talkies clipped to his belt The symphony of construction plays vigorously A whiteboard in the maintenance break room says simply: 87 DAYS At a meeting that morning Lewis tells his troops to stay focused on the finished product Some good news: Thanks to a mild winter and reduced traffic on the course Lewis started in course maintenance—the art of making grass grow—at 16 Along the Oregon coast he helped turn a forest into Bandon Trails in 18 months The 72 holes at Bandon Dunes are similar in style to those at Chambers Bay Lewis wants to promote a style of golf unique to three regions: New Zealand “Everything doesn’t have to be perfectly edged and manicured,” he says “We build golf courses that fit into the terrain I want to showcase golf played that way.” It drains as well as any course in the world which means the greens can get firm and fast “I call it old-world greenkeeping,” says Larry Gilhuly the USGA’s agronomic adviser for the northwest region “Everyone throws around ‘sustainable’ now like the baseline at Wimbledon in the tournament’s second week Lewis considers all this as he stands on the 10th fairway while several workers sew patches of grass together as if they are crafting a quilt “We’re getting close,” he says Jones first surveyed the property in 2003 using Google Earth and there it was: sand and sea and the possibility of pure links—in the United States He has designed or built or remodeled more than 300 courses “Every once in a while you get the sense that you can do something special.” Jones sought to develop an unusual challenge “The best players in the world tend to be artillery officers shooting from up high,” he says It integrates the ground game with the aerial game Jones sees Chambers Bay as a tactical course A “ricochet romance,” he calls it and seven holes can be stretched beyond 490 yards The course can play anywhere from 6,200 to 7,900 yards The fairways are 100 yards wide in some spots and as narrow as 10 yards in others; 17 holes are studded with bunkers Open has never been held at a course like it,” says Danny Sink The number of rounds played fell from 40,000 in ’07 to below the number the course required to make its debt payment (roughly 32,000 rounds) the wheels to host the Open were set in motion early on Ladenburg first heard about the possibility when he got a call from Mike Davis then the USGA’s senior director of rules and competition told him that Winged Foot Golf Club in Mamaroneck which had hosted the Open most recently in 2006 had voted not to bid on the ’15 Open He then asked Ladenburg to immediately send the USGA a letter on behalf of Chambers Bay also overnighting letters to the members of the selection committee the USGA announced it was awarding the Open as well as the ’10 U.S The litmus test for whether Chambers Bay could host a major championship came in 2010 and the 16th tee was moved perilously close to the train tracks But the Amateur also showcased how adaptable the course is Number 9 will play both uphill and downhill at the Open—a 100-foot drop one day Number 18 will flip between a long but drivable par-4 and a par-5 “This is everything I know about the game and then some,” says Jones “I’ve gone to Opens since I was 10 years old and the history of the Open is embedded in these holes It’s Royal Dornoch Golf Club in Scotland It’s Ben Hogan with the 1-iron on 18 at Merion in 1950.” I mentioned that I had driven by our old house during one of my visits to Chambers Bay that I had knocked on the front door but no one answered We both have read the complaints about Chambers Bay: from Tour players who criticized the course and residents who said they were forced out of their homes “He was a visionary,” Davis says of Ladenburg “I was taken aback by the scale of the site That assignment falls to various entities but especially to Sink a man who has a job that is among the most unusual in sports Every two to three years he moves to a city ahead of a U.S rents a house and moves in his wife and two young kids His office is filled with the treasures of his travels: mini NFL helmets from every city in which he has lived a menu from the White House (West Wing Burger included) He also has a series of site maps that show how dramatically Chambers Bay has changed from even four years ago He says that he and other officials will go through around 55 variations and his team oversees everything from the course layout to corporate hospitality to volunteers to ticket sales to merchandise staging Three years of work culminates in a single week “We always joke about how great it would be to run an NFL stadium,” Sink says “You already have everything mapped out Sink has spoken to more than 200 civic groups and associations He has planned for how to handle the crush of 35,000 daily spectators He has lined up 290 buses to shuttle fans back and forth some wondered if the USGA would ultimately move the Open “I’ve never woken up in the morning and thought the USGA was going somewhere else,” he says Back in the restaurant my father posed a question I didn’t know the answer to “Do you think it will all be worth it?” Michael Greller attended the first Chambers Bay caddies meeting in 2007 He had moved to the area and accepted a teaching position at Narrows View Intermediate School because he wanted to be close to the course and my students would be lined on the bluff and later Thomas introduced him to Jordan Spieth Greller worked for Spieth occasionally and was eventually offered the job full time “If Jordan is in the mix at Chambers Bay Or will you be wondering why you didn’t pursue that?” So he gave up his teaching gig for a golf bag at 21 he won the Masters in record-breaking fashion “People in my life were concerned,” Greller says “But we’re headed home now.” He can already see the impact: in the golfers who travel to Chambers Bay from around the world to play a bucket-list Open course; in the sale of Open tickets which were snapped up faster than ever before that demand crashed the servers; in the volunteer lists pocked with his former students and colleagues says that in the last two years play steadily increased and he has met golfers from as far away as Shanghai University Place is so different now than when Greller arrived or before Ladenburg had this crazy idea to build a championship golf course atop an abandoned gravel mine after the course that now defines a suburb Tipton says the economic impact of the Open could be between $100 million and $140 million “I have a lot of friends in Tacoma,” Jones says “Tacoma was always an industrial town Chambers Bay is more than a golf course; there’s a three-mile trail and two meadows a place for joggers and dog-walkers and bird-watchers “We’re probably there twice a week,” says Michael Putnam a Tour player who lives down the street from the course and I didn’t have any idea what was going on it would be the highlight of my career.” Davis first visited Chambers Bay about 10 years ago back when it was nothing more than dust and sand and gravel mounds “He was a true visionary,” Davis says He saw that before anyone else did.” Chambers Bay provides a new reference point as little old University Place readies for its close-up For more news that golfers everywhere are talking about, follow @golf_com on Twitter, like us on Facebook, and subscribe to our YouTube video channel All of our market picks are independently selected and curated by the editorial team Phillip Frost claims the merger disregards obligations owed to him as a shareholder of certain notes Dr. Phillip Frost, biotech billionaire and former chairman of Ladenburg Thalmann Financial Services, filed suit against his old company late last month to stop its planned merger with Advisor Group Shareholders are scheduled to vote on the merger Jan A Securities and Exchange Commission filing reported Frost Frost and his trust sold the majority of his stake in Ladenburg Thalmann a year ago for some $130 million including $51 million in cash and $76 million in notes issued to Frost and the trusts paying 7.25% annual interest and due in 2028 Frost relinquished his stock options in the company It's not clear from the filing how the proposed merger changes the financial arrangement with Frost to revoke the transaction with the company and an injunction against the merger Frost’s claims are without merit and we intend to defend them vigorously we will not be commenting further at this time," said a spokesman for Ladenburg Ladenburg President and CEO Richard Lampen replaced him as chairman while Chief Operating Officer Adam Malamed joined the board at the time Frost owned a reported 35% of the company when he stepped down In November of last year, Advisor Group penned the deal to acquire Ladenburg Thalmann and its five broker/dealers through a cash merger In mid-December some shareholders of Ladenburg filed two individual lawsuits and one class action suit to block the acquisition the firm became one of the most aggressive acquirers in the independent space is set to bring Surrender to Arcola Theatre ahead of an Edinburgh Fringe Festival run Surrender by Sophie Swithinbank in creative partnership with Phoebe Ladenburg will be on at the Arcola Theatre between 19 June and 13 July Nancy Medina will associate direct Phoebe Ladenburg in the one woman play, with the production arriving at Summerhall in Edinburgh on 1 to 26 August Also (hopefully) entertaining and thought-provoking It’s the story of a woman who is meeting her daughter for the first time in over 10 years She would urgently like her daughter to hear her version of events which she knows will be different to the version her daughter has been told by others But there’s a problem – she can’t quite remember what happened which bits she made up and which bits others made up We watch as she tries to sift through her sleep-deprived memories to come up with a version that will repair their relationship I was auditioning some prospective students at the drama school I work at One candidate presented Kate’s final monologue from Taming of the Shrew – the one where she asks the women in the audience to stop fighting the patriarchy and submit I felt a huge connection to this piece in relation to my experience of motherhood I commissioned Sophie to write something based on this and she wrote a beautiful poem in iambic pentameter my experiences working with prison leavers and those in the social care system started influencing and shaping the story of Mother and She is arriving on Friday for our first rehearsal together the main challenge I’ve had is finding spontaneity in the moment – in the absence of another actor you have to imagine reactions to what you are saying so that you can react back Otherwise it becomes a bit like a Ted Talk I think – people can develop them with little to no budget before presenting them to a producer so they are an effective format for new work There will probably  be lots of people reading this who are in or have been in the same boat I hope people will take away a whole load of contradictions from the show We want to show that there are always different ways of understanding someone’s story – to move away from the chronic ‘goodies vs baddies’ culture that is pervasive at the moment I hope that mothers will feel seen and understood I hope that those who aren’t mothers will feel closer to the lived experience of what it means to raise a child under certain conditions in this country I try to connect to the undercurrent of the human experience Please enable JS and disable any ad blocker Securities Service Network and KMS Financial Services will be absorbed into Securities America before the end of the year Six months after acquiring Ladenburg Thalmann and its five broker/dealers in a $1.3 billion deal Advisor Group will integrate three of those b/ds under the Securities America banner The move will leave Securities America and Triad Advisors as the only remaining stand-alone firms from the Ladenburg acquisition The transition should be completed by the end of the year according to Advisor Group CEO Jamie Price Price said that much of the business functions of the three b/ds slated to merge—Investacorp Securities Service Network (SSN) and KMS Financial Services—were already being performed by Securities America’s operations group Advisor Group will continue to keep its b/ds SagePoint Financial and Woodbury Financial Services While the firms under Advisor Group have differing front-office approaches they run on a shared service model and operate on the same technology platform Price said Advisor Group wanted to achieve the same result with the Ladenburg firms as quickly as possible But bringing that shared service model to all five b/ds would have taken until the end of 2022 Related:Advisor Group Closes Deal to Acquire Ladenburg Thalmann “It was just going to take way too long to get it onto all the platforms of all the firms,” he said “So we decided after a lot of planning and thought and the technology teams getting together and offering multiple game plans that this would bring the capability set to advisors as fast as we could.” Other than a small portion of KMS accounts who said just under 1,000 advisors would be affected by the transition a managing partner with RLR Financial Partners said that the realignment would likely help expedite advisors' access to Advisor Group’s technology stack “I think this will be quite good for advisors and get them what they need than if they built it out over time,” he said Price also affirmed that much of the home office staff from the three affected firms would also be brought into Securities America’s operations team Executives at the three firms remain on board though Price said it was too early to speculate as to what kind of changes may happen after the integration is complete “We’ve been extremely impressed with the three company presidents we think they are a really good cultural fit,” he said but it will bring benefits on the other side in terms of technology capabilities.” The total Advisor Group b/d network post-merger includes 11,500 advisors with more than $450 billion in assets Price expected that they'd be implementing Advisor Group’s shared service model across all the acquired firms including the eQuipt digital client onboarding system and the MySuccessionPlan and CyberGuard programs used for succession planning and cybersecurity there was no plan to combine any of the acquired b/ds’ brands with those operating under Advisor Group “There was no rationale for the Advisor Group firms to merge,” he said there’s no savings or cost reason to do that Our shared service model takes care of the efficiencies of costs related to having multiple broker/dealers.” Investacorp will be the first to be integrated into Securities America in the middle of July followed by SSN in September and KMS in November there are no plans for any further restructuring one of the most significant changes will be the loss of the three firms’ brand identities as they are subsumed into Securities America which works with advisors during recruitment and transition into IBDs and RIAs nationwide affirmed that Advisor Group’s approach would enable the company to introduce its tech platform to the most advisors as quickly as possible and said while there would be some advisors who would be loyal to a brand identity Nash suspected that loyalties advisors may have to the three firms can be carried over to Securities America and the advantages of being a part of Securities would overwhelm any perceived loss “What I have found is advisors in general are the most loyal to themselves and clients “People are loyal in general...but when advisors prioritize loyalties And the brand will be the next down the list." said advisors entering the Securities fold from the three firms should see some lift in terms of tech efficiency and the benefit of Securities America’s back office and support staff and he said one of the most important aspects of ensuring advisors remain onboard during the shift could be about retaining personnel Price said the impact of the spread of COVID-19 had affected their thoughts on how to move forward with the combination He said business had increased since the start of the crisis noting that Advisor Group’s new account openings were up year over year in March the fact that Securities America already provides so much operational support for the affected firms should minimize friction for those brands’ advisors even in the midst of the coronavirus crisis all that would be necessary would be a single client mailing; no positive consent would be required “While it’s nuanced and it creates more anxiety I think advisors have recognized we’ve performed so seamlessly that nothing has changed since the work-from-home and COVID environment,” he said Roth said that the technology already in place had made it easier for Advisor Group advisors to make the transition into a remote working environment and he said the company also benefited from the back-office operations going smoother than many may have anticipated at the start of the crisis bring their handheld tech to advisors across all firms I think the connectivity at the client level will be better,” he said Patrick Donachie is a senior reporter for WealthManagement.com litigation and M&A deals in financial services Phillip Frost has stepped down from his position as chairman of Ladenburg Thalmann Financial Services one of the largest independent broker/dealer networks with some 4,300 advisors The board has replaced him with Richard Lampen executive vice president and chief operating officer “I have decided to retire from the Ladenburg Board and will concentrate my efforts on OPKO Health and my philanthropic interests,” Frost said in a statement I am confident in Ladenburg’s outlook and look forward to its continued growth and success.” said Frost’s statement was an indication that he would not divest his 35 percent stake in the company Barrington analysts Alexander Paris and Chris Howe reiterated their “outperform” rating on the company writing that the firm trades at 0.6 times their 2018 revenue estimate trading at 1.3 times consensus 2018 revenue estimates “We believe [Frost] is doing the right thing for the company as the risk to Ladenburg’s reputation and brand is too great given recent SEC allegations of securities fraud to continue his association with the company despite our confidence/optimism that he will ultimately be vindicated as the process plays out,” the analysts write Barrington says Ladenburg has a strong financial position with $390 million in book value and nearly $250 million in cash A spokesman for Ladenburg did not return a request for comment by press time home to five broker/dealers and some 4,700 advisors and has hired Jefferies to advise on the process of exploring its options according to sources within the investment banking community Sources noted that this will most likely be an acquisition by a private equity firm that either already owns a firm within the space or is interested in entering the space in a major way it would most certainly be in the form of a change of ownership and taken private; it would not likely be sold in pieces sources in the investment banking community said though it has pared back some of those gains and is still off its 52-week high A spokesperson for Ladenburg Thalmann could not be reached for comment In an email sent out to its financial advisors President and CEO Dick Lampen addressed the story saying the company could not comment on market rumors or speculation But Lampen assured advisors of its continued commitment to them and their clients and he said its open architecture platform and multiple clearing/custody approach would remain intact The fact that multiple clearing and custody partners has been a central part of Ladenburg’s value proposition to its financial advisors means the likelihood of a player like LPL Financial or Ameriprise emerging as a buyer is essentially zero sources within the investment banking community added Lampen also told advisors that if the firm had something to announce “you will hear about it directly from us.” “If you are asked about this news by your clients you can assure them that it is business as usual,” he wrote “We will continue to provide the exceptional solutions and service you Lampen also stressed the firm’s growth and performance since its acquisition of Securities America in 2011 Ladenburg has strategically acquired large independent broker/dealers over the years; it now has five b/ds Valuations for independent broker/dealer firms have been rising president of the recruiting firm Henschen & Associates in Marine on St we’ll never get a better price on these broker/dealers than we would now So take the money and run,’” Henschen said He added that Ladenburg has been around since the 1890s so they’re very slow and deliberate about moves they make But a wholesale change of ownership like this one could really shake the reps “They’ve kind of painted themselves as one of the sanctuaries of stability in our industry To continue reading this article you must be logged in Register or login below to unlock 3 free articles every month Or subscribe from just £7.99 and get unlimited access to 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